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<article article-type="research-article" dtd-version="1.3" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xml:lang="ru"><front><journal-meta><journal-id journal-id-type="publisher-id">esjl</journal-id><journal-title-group><journal-title xml:lang="ru">Eurasian Scientific Journal of Law</journal-title><trans-title-group xml:lang="en"><trans-title>Eurasian Scientific Journal of Law</trans-title></trans-title-group></journal-title-group><issn pub-type="ppub">2959-4197</issn><issn pub-type="epub">2959-4200</issn><publisher><publisher-name>Университет «Туран»</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.46914/2959-4197-2026-1-1-167-177</article-id><article-id custom-type="elpub" pub-id-type="custom">esjl-585</article-id><article-categories><subj-group subj-group-type="heading"><subject>Research Article</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="ru"><subject>УГОЛОВНОЕ ПРАВО, УГОЛОВНЫЙ ПРОЦЕСС</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="en"><subject>CRIMINAL LAW, CRIMINAL PROCEDURE</subject></subj-group></article-categories><title-group><article-title>Эффективность институтов смягчения и отягчения наказания в уголовном праве</article-title><trans-title-group xml:lang="en"><trans-title>Effectiveness of mitigating and aggravating factors in criminal law</trans-title></trans-title-group></title-group><contrib-group><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0009-0003-3989-9260</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Абутаева</surname><given-names>С. Б.</given-names></name><name name-style="western" xml:lang="en"><surname>Abutayeva</surname><given-names>S. B.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Абутаева С.Б., магистр права, ст. преподаватель,</p><p>г. Шымкент.</p></bio><bio xml:lang="en"><p>Abutayeva S.B., Master of Law, Senior Lecturer</p><p>Shymkent.</p></bio><email xlink:type="simple">asb_8008@mail.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0003-3963-3334</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Ким</surname><given-names>Э. П.</given-names></name><name name-style="western" xml:lang="en"><surname>Kim</surname><given-names>E. P.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Ким Э.П., к.ю.н., доцент,</p><p>г. Шымкент.</p></bio><bio xml:lang="en"><p>Kim E.P., C.L.S., Associate Professor,</p><p>Shymkent.</p></bio><email xlink:type="simple">kkmep_1504@mail.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0002-3417-1209</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Болатбекова</surname><given-names>Л. А.</given-names></name><name name-style="western" xml:lang="en"><surname>Bolatbekova</surname><given-names>L. A.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Болатбекова Л.А., м.ю.н., ст. преподаватель,</p><p>г. Шымкент.</p></bio><bio xml:lang="en"><p>Bolatbekova L.A., M.L.S., Senior Lecturer,</p><p>Shymkent.</p></bio><email xlink:type="simple">loza-1721@mail.ru</email><xref ref-type="aff" rid="aff-1"/></contrib></contrib-group><aff-alternatives id="aff-1"><aff xml:lang="ru">Южно-Казахстанский университет им. М. Ауэзова<country>Казахстан</country></aff><aff xml:lang="en">M. Auezov South Kazakhstan University<country>Kazakhstan</country></aff></aff-alternatives><pub-date pub-type="collection"><year>2026</year></pub-date><pub-date pub-type="epub"><day>26</day><month>03</month><year>2026</year></pub-date><volume>0</volume><issue>1(14)</issue><fpage>167</fpage><lpage>177</lpage><permissions><copyright-statement>Copyright &amp;#x00A9; Абутаева С.Б., Ким Э.П., Болатбекова Л.А., 2026</copyright-statement><copyright-year>2026</copyright-year><copyright-holder xml:lang="ru">Абутаева С.Б., Ким Э.П., Болатбекова Л.А.</copyright-holder><copyright-holder xml:lang="en">Abutayeva S.B., Kim E.P., Bolatbekova L.A.</copyright-holder><license xml:lang="ru" license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>Данная работа распространяется под лицензией Creative Commons Attribution 4.0.</license-p></license><license xml:lang="en" license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>This work is licensed under a Creative Commons Attribution 4.0 License.</license-p></license></permissions><self-uri xlink:href="https://esjl.turan-edu.kz/jour/article/view/585">https://esjl.turan-edu.kz/jour/article/view/585</self-uri><abstract><p>Статья посвящена комплексному исследованию эффективности институтов смягчения и отягчения наказания в уголовном праве Республики Казахстан. Актуальность темы обусловлена неоднородностью судебной практики, расширением дискреционных полномочий судов и необходимостью обеспечения индивидуализации наказания. Цель исследования заключается в раскрытии уголовно-правовой природы институтов смягчения и отягчения наказания, оценке их влияния на процесс назначения наказания и анализе эффективности их применения в правоприменительной практике. Основная идея работы состоит в том, что эффективность указанных институтов должна определяться не формальным учетом обстоятельств, а их содержательной и мотивированной оценкой. Научная и практическая значимость исследования проявляется в систематизации подходов к индивидуализации наказания и формулировании рекомендаций по совершенствованию судебной практики. Методологическую основу исследования составляют формально-юридический, системный, сравнительно-правовой и статистический методы. В результате исследования установлено, что влияние смягчающих и отягчающих обстоятельств на размер и вид наказания носит неоднородный характер, а их формальное применение снижает реализацию принципа справедливости наказания. Ценность исследования заключается во вкладе в развитие теории назначения наказания, а практическая значимость – в возможности использования выводов для унификации судебной практики и обеспечения баланса уголовной политики.</p></abstract><trans-abstract xml:lang="en"><p>This article provides a comprehensive analysis of the effectiveness of mitigating and aggravating factors in the criminal law of the Republic of Kazakhstan. The relevance of the research is determined by inconsistencies in sentencing practice, the expansion of judicial discretion, and the growing need to ensure individualized sentencing. The purpose of the study is to examine the criminal-law nature of mitigating and aggravating factors, assess their impact on sentencing decisions, and evaluate their effectiveness in judicial practice. The core idea of the research is that the effectiveness of these institutions should be based not on their formal consideration but on a substantive and reasoned assessment. The scientific and practical significance of the study lies in its systematic approach to sentencing individualization and the development of recommendations aimed at improving judicial practice. The methodology of the research includes formal-legal, systemic, comparative legal, and statistical methods. The findings demonstrate that the influence of mitigating and aggravating factors on sentencing outcomes is inconsistent, while their formal application undermines the principle of fairness in criminal punishment. The value of the study consists in its contribution to the theory of sentencing, whereas its practical significance is reflected in the possibility of applying the results to unify judicial practice and maintain balance in criminal policy.</p></trans-abstract><kwd-group xml:lang="ru"><kwd>уголовное право</kwd><kwd>назначение наказания</kwd><kwd>смягчающие обстоятельства</kwd><kwd>отягчающие обстоятельства</kwd><kwd>индивидуализация наказания</kwd><kwd>судебная практика</kwd></kwd-group><kwd-group xml:lang="en"><kwd>criminal law</kwd><kwd>sentencing</kwd><kwd>mitigating factors</kwd><kwd>aggravating factors</kwd><kwd>individualization of punishment</kwd><kwd>judicial practice</kwd></kwd-group></article-meta></front><back><ref-list><title>References</title><ref id="cit1"><label>1</label><citation-alternatives><mixed-citation xml:lang="ru">Қазақстан Республикасының Қылмыстық кодексі. 2014 ж. 3 шілде, № 226 V ҚРЗ. 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